By Kelly Morrison
Georgia’s wave of bank closures following the subprime mortgage crisis gave this state the dubious distinction of first place, with a whopping 70 banking institutions (and counting) folding under the weight of the financial crisis.
By Ben Mathis
For many employers, the deadline to file various reports to Federal agencies regarding their employees was September 30th. This includes filings for EEO-1, the Employer Information Report, and the Veterans Employment Report, commonly known as the VETS-100 or VETS-100A.
By Joyce Mocek
FINRA Rule 2090, effective July 9, 2012, has streamlined and replaced the former NASD Rule 405, the “Know Your Customer” standard. The new rule contains a “reasonable diligence” standard, compared to the old rule requirement of “use due diligence.”