CLOSE X
RSS Feed LinkedIn Instagram Twitter Facebook
Search:
Brian O'Donnell
Senior Consultant
Print View
 

Brian O'Donnell is a member of the Compliance and Regulatory Consulting team at Freeman Mathis & Gary.

Mr. O’Donnell has been an active leader in the industry and has spoken on or moderated a number of discussion panels for various industry trade organizations including chairing the Due Diligence and Complex Product Council and co-authoring a White Paper on Due Diligence and Complex Products for the Financial Services Institute (FSI). Areas of expertise include oversight and development of internal compliance and regulatory controls related to product development and distribution on both brokerage and advisor platforms with an emphasis on developing Sales Practice Surveillance Reviews, FIRA 05/26 and SEC complex products and conflict of interest guidance.

Mr. O’Donnell has obtained numerous industry licenses, including the Series 4, 7, 24, 55 And 63.

Prior to joining the firm, Mr. O’Donnell was Vice President of Product Distribution Compliance for Ameriprise Financial, Inc., in Minneapolis Minnesota and has over 39 years of experience in the financial services industry.

Click on any of the links below to expand information.