Kurt Lofgren

Of Counsel



klofgren@fmglaw.com

Education

  • Loyola University, J.D.
  • Knox College, B.A.
Overview

Kurt Lofgren is Of Counsel and Senior Compliance and Regulatory Consultant to Freeman Mathis & Gary. In this role he leads a group of staff to help clients develop effective compliance programs consistent with their business strategies, create effective risk mitigation programs and resolve regulatory issues. His consulting services focus on investment adviser and broker-dealer matters.

Read More

Affiliations
  • Member, SIFMA Compliance & Legal
  • Member, National Association of Compliance Professional (NSCP)
  • Member, FINRA