Financial Services

Reach and Depth

FMG's Financial Services Interdisciplinary Team represents clients ranging from banks to money-center financial institutions, including commercial banks and savings institutions, community banks, finance companies, credit card issuers, trust companies, investment advisors, broker-dealers, credit unions, mortgage originators, and insurance companies, in a myriad of matters throughout the country.

[ebriefcase-donwload-link class="wp-block-button__link" text="Download PDF"]

Our team has a comprehensive understanding of the financial services industry and their practice includes a number of sub-specialties including accountants and financial professionals, registered representatives and investment advisors, broker-dealers and Registered Investment Advisors (RIA). FMG’s lawyers represent financial institutions, their senior executives, brokers and other registered personnel in securities arbitration, litigation and regulatory matters. Our team also has experience in emerging areas of law such as data security and privacy issues, financial elder abuse, and guidelines issued by the Consumer Financial Protection Bureau.