Benjamin “Ben” Kaplan is an Associate in the firm’s Seal Beach Office. Ben’s litigation practice focuses on securities, financial services, corporate, and transactional disputes. And his previous corporate and security compliance work involved providing strategic and comprehensive legal counsel on issues relating to the Advisers Act of 1940, Securities Act of 1933, Investment Company Act of 1940, FINRA Rules, State Security Laws, aspects of business entity formation, mergers & acquisitions, real property transactions, and ongoing business operations, such as marketing activities.
Ben completed the corporate concentration at Loyola Law School. Before attending law school, Ben developed a deep understanding of business operations while earning his Bachelor of Arts in Business Administration with an emphasis on Marketing from California State University San Marcos. Thereafter, Ben worked in digital marketing and advised his clients on marketing strategy and content creation.