Financial Services and Banking

Strength in numbers

FMG's Financial Services & Banking National Practice Section is a multi-disciplinary team of professionals who represent financial institutions, as well as financial professionals, in a wide spectrum of transactional, regulatory, and securities matters in both litigated and non-litigated contexts.

Reach & Depth

FMG’s Financial Services & Banking National Practice Section is a multi-disciplinary team of professionals who represent financial institutions, as well as financial professionals, in a wide spectrum of transactional, regulatory, and securities matters in both litigated and non-litigated contexts. Our professionals have a comprehensive understanding of the financial services industry and their practice includes a number of sub-specialties including accountants and financial professionals, registered representatives and investment advisors, broker-dealers, and Registered Investment Advisors (RIA). FMG’s legal team represents financial institutions, their senior executives, brokers, and other registered personnel in securities arbitration, litigation, and regulatory matters.

Our professionals also provide counseling in emerging areas of law such as data security and privacy issues, financial elder abuse, and guidelines issued by the Consumer Financial Protection Bureau (CFPB). The group’s Partners have represented clients ranging from community banks to money-center financial institutions, including commercial banks and savings institutions, finance companies, credit card issuers, trust companies, investment advisors, broker-dealers, credit unions, mortgage originators, and insurance companies, in the areas shown below. Our team includes former in-house counsel, CPAs, SEC officials, and chief compliance officers who have decades of experience in all aspects of financial services CTA matters.

Professionals

    • Rated by

      Super Lawyers Business Law

    • Recognized by

      Best Lawyers

    • Benchmark Litigation

      Star Litigator